So, Ferdinand 蘇平恩

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED Rep Advising on securities 2011-09-09 2012-08-16
Rep Asset management 2011-09-09 2012-08-16
Rep Dealing in securities 2012-01-19 2012-08-16
2 Newedge Broker Hong Kong Limited Rep Advising on futures contracts 2003-07-09
Rep Asset management 2003-07-09
Rep Automated trading services 2003-07-09
Rep Dealing in futures contracts 2003-10-28
3 SG Asset Finance (Hong Kong) Limited Rep Advising on corporate finance 2003-07-09
Rep Advising on securities 2003-07-09
Rep Asset management 2003-07-09
Rep Automated trading services 2003-07-09
Rep Dealing in securities 2004-03-02
Rep Dealing in futures contracts 2003-10-28 2004-03-02
4 UBS SECURITIES ASIA LIMITED Rep Dealing in futures contracts 2004-03-26 2007-07-17
Rep Dealing in securities 2004-03-26 2007-07-17

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top