Lai, Kwok Choi 賴國財
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASA SECURITIES LIMITED | Rep | Dealing in futures contracts | 2017-03-13 | 2022-03-01 | Rep | Dealing in securities | 2017-03-13 | 2022-03-01 | RO | Dealing in futures contracts | 2022-03-01 | 2023-12-19 | RO | Dealing in securities | 2022-03-01 | 2023-12-19 | RO | Advising on securities | 2022-05-20 | 2023-12-19 |
| 2 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-12-19 | 2016-01-19 |
| 3 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-06-18 | 2016-01-19 |
| 4 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2016-01-26 | 2017-02-14 |
| 5 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2016-01-26 | 2017-02-14 |
| 6 | Public Financial Securities Limited | Rep | Advising on corporate finance | 2004-11-11 | Rep | Advising on securities | 2004-11-11 | Rep | Asset management | 2004-11-11 | Rep | Dealing in securities | 2007-06-09 |
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