Tsang, Siu Chung 曾少聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MAGIC COMPASS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2021-02-09 | 2021-05-20 | RO | Asset management | 2021-05-20 | 2021-05-31 |
| 2 | MAGIC COMPASS FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-02-09 | 2021-05-20 | RO | Dealing in futures contracts | 2021-05-20 | 2021-05-31 |
| 3 | MAGIC COMPASS SECURITIES LIMITED | RO | Advising on securities | 2021-09-06 | 2023-08-23 | RO | Asset management | 2021-09-06 | 2023-08-23 | RO | Dealing in securities | 2021-09-06 | 2023-08-23 | RO | Dealing in futures contracts | 2021-12-20 | 2023-08-23 | RO | Leveraged foreign exchange trading | 2021-12-20 | 2023-08-23 |
| 4 | Nerico Brothers Limited (HK) | Rep | Leveraged foreign exchange trading | 2011-05-30 | 2017-07-28 | Rep | Asset management | 2015-08-27 | 2021-01-04 | Rep | Dealing in futures contracts | 2015-08-27 | 2021-01-04 | Rep | Dealing in securities | 2015-08-27 | 2021-01-04 | RO | Leveraged foreign exchange trading | 2017-07-28 | 2020-06-01 | Rep | Leveraged foreign exchange trading | 2020-06-01 | 2021-01-04 |
| 5 | Prime Cdex Securities Limited | Rep | Dealing in securities | 2021-02-09 | 2021-05-20 | Rep | Advising on securities | 2021-02-22 | 2021-05-20 | RO | Advising on securities | 2021-05-20 | 2021-05-31 | RO | Dealing in securities | 2021-05-20 | 2021-05-31 |
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