Siah, Chun Pang 謝俊鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2014-04-29 | 2016-05-09 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-04-29 | 2016-05-09 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2019-10-24 | 2020-09-21 |
| 4 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-05-19 | 2016-07-15 |
| 5 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2016-05-19 | 2016-07-15 |
| 6 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2011-06-08 | 2014-04-11 | Rep | Dealing in securities | 2011-06-08 | 2014-04-11 |
| 7 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on securities | 2020-10-05 | 2023-12-08 | RO | Advising on securities | 2023-12-08 |
| 8 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2016-08-04 | 2019-06-06 | Rep | Dealing in securities | 2016-08-04 | 2019-06-06 |
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