Lo, Helen Pik Ha 勞碧霞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China-Hong Kong Connect International Securities Limited | Rep | Dealing in securities | 2019-12-10 | 2019-12-24 | RO | Dealing in futures contracts | 2019-12-24 | 2020-05-29 | RO | Dealing in securities | 2019-12-24 | 2020-05-29 |
| 2 | Hang Tai Asset Management Limited | Rep | Asset management | 2019-12-24 | 2020-05-18 | RO | Advising on futures contracts | 2019-12-24 | 2020-05-29 | RO | Advising on securities | 2019-12-24 | 2020-05-29 | RO | Asset management | 2020-05-18 | 2020-05-29 |
| 3 | Huashe Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2020-08-07 | 2020-09-10 | Rep | Dealing in securities | 2020-08-07 | 2020-09-10 | Rep | Asset management | 2020-08-31 | 2020-09-24 | RO | Advising on securities | 2020-09-10 | 2021-04-23 | RO | Dealing in securities | 2020-09-10 | 2021-04-23 | RO | Asset management | 2020-09-24 | 2021-04-23 |
| 4 | Imagi Brokerage Limited | RO | Advising on futures contracts | 2021-05-24 | RO | Advising on securities | 2021-05-24 | RO | Asset management | 2021-05-24 | RO | Dealing in futures contracts | 2021-05-24 | RO | Dealing in securities | 2021-05-24 |
| 5 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2008-07-31 | 2017-04-22 | Rep | Dealing in securities | 2008-07-31 | 2017-04-22 |
| 6 | ONE CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2006-02-10 | 2008-07-11 | Rep | Dealing in futures contracts | 2008-05-02 | 2008-07-11 |
| 7 | VBG Capital Limited | Rep | Dealing in securities | 2019-09-23 | 2019-11-14 | RO | Dealing in securities | 2019-11-14 | 2019-11-25 |
| 8 | Wealth Link Securities Limited | RO | Advising on securities | 2019-07-26 | 2019-08-19 | RO | Dealing in securities | 2019-07-26 | 2019-08-19 |
| 9 | Yuan Tong Global Asset Management Limited | Rep | Asset management | 2018-02-26 | 2019-07-02 |
| 10 | Yuan Tong Global Securities Limited | RO | Dealing in securities | 2017-10-27 | 2019-07-02 | RO | Dealing in futures contracts | 2019-06-11 | 2019-07-02 |
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