Lee, Ka Wing (SFC:AHP762) 李家榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-04-24 | 2008-07-30 | RO | Advising on corporate finance | 2008-07-30 | 2019-02-04 |
| 2 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2008-06-23 | 2014-10-10 | RO | Dealing in securities | 2014-10-10 | 2019-02-04 |
| 3 | ORIENTAL PATRON ASIA LIMITED | Rep | Advising on securities | 2004-05-24 | Rep | Asset management | 2004-05-24 | Rep | Advising on corporate finance | 2007-04-01 |
| 4 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2019-03-15 | RO | Dealing in securities | 2019-03-15 |
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