Lam, David Man Kwong 林文光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | abrdn Hong Kong Limited | Rep | Advising on securities | 2018-08-06 | 2018-10-11 | Rep | Dealing in securities | 2018-08-06 | 2018-10-11 | RO | Advising on securities | 2018-10-11 | 2020-04-14 | RO | Dealing in securities | 2018-10-11 | 2020-04-14 |
| 2 | Arete Capital Asia Limited | Rep | Advising on securities | 2018-05-10 | 2018-07-23 | Rep | Dealing in securities | 2018-05-10 | 2018-07-23 | Rep | Advising on securities | 2021-10-05 | Rep | Asset management | 2021-10-05 | Rep | Dealing in securities | 2021-10-05 |
| 3 | Carret Private Capital Limited | Rep | Asset management | 2016-11-02 | 2017-11-27 | Rep | Advising on securities | 2016-12-16 | 2017-11-27 | Rep | Dealing in securities | 2016-12-16 | 2017-11-27 |
| 4 | GAM HONG KONG LIMITED | RO | Advising on futures contracts | 2013-05-28 | RO | Advising on securities | 2013-05-28 | RO | Asset management | 2013-05-28 | RO | Dealing in securities | 2013-05-28 |
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