Chen, Kwok On 陳國安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2018-12-03 | 2020-12-04 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2018-12-03 | 2020-12-04 |
| 3 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-12-03 | 2020-12-04 | Rep | Dealing in securities | 2018-12-03 | 2020-12-04 |
| 4 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2006-11-16 | 2012-10-09 |
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