Yip, Sheung Chi (SFC:AEI328) 葉尚志
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI FUTURES LIMITED | Rep | Automated trading services | 2003-09-05 | Rep | Asset management | 2004-08-11 | Rep | Advising on futures contracts | 2010-09-01 | Rep | Dealing in futures contracts | 2012-10-05 | RO | Advising on futures contracts | 2010-09-01 | RO | Dealing in futures contracts | 2012-10-05 |
| 2 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Automated trading services | 2003-09-02 | Rep | Advising on corporate finance | 2004-08-11 | Rep | Asset management | 2004-08-11 | Rep | Advising on securities | 2012-01-09 | Rep | Dealing in securities | 2012-01-09 | RO | Advising on securities | 2012-01-09 | RO | Dealing in securities | 2012-01-09 |
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