Leung, Charles Kwok Kuen 梁國權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Execution Noble (Hong Kong) Limited | Rep | Dealing in securities | 2006-03-13 | 2014-09-12 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-03-21 | |
| 3 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2004-06-01 | Rep | Advising on securities | 2004-06-01 | Rep | Asset management | 2004-06-01 | Rep | Dealing in securities | 2006-03-01 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-09-07 | 2006-03-01 |
| 5 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Automated trading services | 2003-07-21 | Rep | Advising on corporate finance | 2004-06-01 | Rep | Advising on securities | 2004-06-01 | Rep | Asset management | 2004-06-01 | Rep | Dealing in securities | 2006-03-01 |
| 6 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-02-09 | 2016-02-18 |
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