Li, Kam Ming 李錦明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EWARTON SECURITIES LIMITED | Rep | Dealing in securities | 2006-09-18 | 2013-03-30 |
| 2 | KGI ASIA LIMITED | Rep | Advising on securities | 2018-05-18 | 2020-12-02 |
| 3 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on securities | 2021-09-16 | 2022-04-26 | RO | Advising on securities | 2022-04-26 | 2023-04-26 |
| 4 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2013-11-13 | 2018-05-04 | Rep | Advising on securities | 2016-03-17 | 2018-05-04 |
| 5 | OnePlatform Securities Limited | Rep | Dealing in securities | 2015-12-07 | 2018-05-04 | Rep | Advising on securities | 2016-08-22 | 2018-05-04 |
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