Li, Chun Kei (SFC:AKJ732) 李振基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Global Futures Limited | RO | Dealing in futures contracts | 2016-10-18 | 2021-09-06 |
| 2 | Arta Global Markets Limited | RO | Dealing in securities | 2016-10-18 | 2021-09-06 | RO | Asset management | 2018-08-23 | 2021-09-06 | RO | Advising on securities | 2019-01-16 | 2021-09-06 |
| 3 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2009-12-22 | 2010-01-18 |
| 4 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-12-22 | 2010-01-18 |
| 5 | Emperor Asset Management Limited | Rep | Asset management | 2021-10-20 | 2022-02-21 | RO | Asset management | 2022-02-21 |
| 6 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-02-12 | 2013-03-27 | RO | Dealing in futures contracts | 2013-03-27 | 2014-01-02 | Rep | Dealing in futures contracts | 2021-10-20 | 2022-02-21 | RO | Dealing in futures contracts | 2022-02-21 | RO | Advising on futures contracts | 2023-01-04 |
| 7 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2010-02-12 | 2013-03-27 | Rep | Advising on securities | 2010-11-11 | 2014-01-02 | RO | Dealing in securities | 2013-03-27 | 2014-01-02 | Rep | Advising on securities | 2021-10-20 | 2022-02-21 | Rep | Dealing in securities | 2021-10-20 | 2022-02-21 | RO | Advising on securities | 2022-02-21 | RO | Dealing in securities | 2022-02-21 |
| 8 | Emperor Wealth Management Limited | RO | Advising on securities | 2023-01-04 | RO | Dealing in securities | 2023-01-04 |
| 9 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-12-16 | 2009-10-14 |
| 10 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-12-06 | 2009-10-14 | Rep | Leveraged foreign exchange trading | 2005-02-18 | 2009-10-14 |
| 11 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2016-01-15 | 2016-04-18 | RO | Dealing in futures contracts | 2016-04-18 | 2016-08-09 |
| 12 | Mason Securities Limited | Rep | Dealing in securities | 2016-01-15 | 2016-04-18 | RO | Advising on securities | 2016-04-18 | 2016-08-09 | RO | Dealing in securities | 2016-04-18 | 2016-08-09 |
| 13 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2004-05-13 | 2004-11-22 |
| 14 | WING FUNG FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2009-10-23 | 2009-11-18 |
| 15 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-10-23 | 2009-11-18 |
| 16 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2009-10-23 | 2009-11-18 |
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