Lau, Kenneth Kin On 劉健安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-01-05 | 2017-06-02 | Rep | Dealing in futures contracts | 2009-02-17 | 2017-06-02 |
| 2 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2005-04-28 | 2007-07-07 |
| 3 | Delta Asia Wealth Management Limited | Rep | Advising on securities | 2005-04-28 | 2007-07-07 | Rep | Asset management | 2005-04-28 | 2007-07-07 |
| 4 | MANSION HOUSE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2004-11-05 | 2005-03-31 |
| 5 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2017-06-26 | |
| 6 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2017-06-26 | |
| 7 | Yunfeng Financial Markets Limited | Rep | Advising on corporate finance | 2004-11-03 | Rep | Automated trading services | 2004-11-03 | Rep | Advising on securities | 2005-04-19 | Rep | Asset management | 2005-04-19 | Rep | Dealing in securities | 2005-04-19 |
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