Lam, Kok On 林覺安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-09-17 | 2009-09-01 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on corporate finance | 2004-03-11 | Rep | Automated trading services | 2004-03-11 | Rep | Advising on securities | 2004-04-29 | Rep | Asset management | 2004-04-29 | Rep | Dealing in securities | 2007-09-03 |
| 3 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-09-08 | 2019-09-17 | Rep | Dealing in futures contracts | 2011-02-25 | 2019-09-17 |
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