Ho, Siu Po 何小寶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2014-01-14 | 2014-05-07 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2014-01-14 | 2014-05-07 |
| 3 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Advising on securities | 2003-10-21 | Rep | Dealing in securities | 2013-05-02 | Rep | Dealing in futures contracts | 2003-10-25 | 2013-05-02 |
| 4 | DBS VICKERS FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-10-21 | Rep | Asset management | 2003-10-21 | Rep | Dealing in futures contracts | 2003-12-11 |
| 5 | DBS VICKERS SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-10-21 | Rep | Advising on securities | 2003-10-21 | Rep | Asset management | 2003-10-21 | Rep | Dealing in securities | 2003-10-25 |
| 6 | Hong Kong Securities (International) Company Limited | Rep | Dealing in securities | 2017-02-06 | 2017-10-27 |
| 7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2013-05-14 | 2013-10-19 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-05-14 | 2013-10-19 |
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