Chan, Ka Ki (SFC:AQH356) 陳嘉琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-01-16 | 2018-01-03 | Rep | Dealing in futures contracts | 2008-06-19 | 2018-01-03 |
| 2 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2018-04-23 | 2018-06-08 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-06-28 | 2022-05-13 | Rep | Advising on securities | 2019-06-17 | 2022-05-13 |
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