Ng, Lap Fung 伍立峯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2004-12-06 | Rep | Dealing in securities | 2004-12-06 | RO | Advising on corporate finance | 2004-12-06 | 2006-02-13 | RO | Dealing in securities | 2004-12-06 | 2006-02-13 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-11-20 | 2012-02-18 |
| 3 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2010-11-02 | 2012-02-18 |
| 4 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2006-05-17 | 2010-11-20 |
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