Kwok, Daisy Dik Sze 郭迪思
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AVENUE CAPITAL LIMITED (HK) | RO | Advising on securities | 2019-04-09 | 2023-08-31 | RO | Dealing in securities | 2019-04-09 | 2023-08-31 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2010-12-06 | 2013-08-31 | Rep | Dealing in securities | 2010-12-06 | 2013-08-31 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-11-02 | 2010-11-16 |
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