Chan, Sau Han 陳秀嫻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Advising on securities | 2017-03-17 | 2021-01-04 | Rep | Dealing in securities | 2017-03-17 | 2021-01-04 |
| 2 | Aspenwood Capital Limited | Rep | Advising on securities | 2021-01-19 | 2021-06-06 | Rep | Asset management | 2021-03-03 | 2021-06-06 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2010-01-13 | 2014-09-27 | Rep | Dealing in securities | 2010-01-13 | 2014-09-27 |
| 4 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2016-10-24 | 2017-03-05 |
| 5 | Mason Securities Limited | Rep | Advising on securities | 2016-10-24 | 2017-03-05 | Rep | Dealing in securities | 2016-10-24 | 2017-03-05 |
| 6 | Quam Securities Limited | Rep | Advising on securities | 2016-01-04 | 2016-05-31 | Rep | Dealing in futures contracts | 2016-01-04 | 2016-05-31 | Rep | Dealing in securities | 2016-01-04 | 2016-05-31 |
| 7 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-11-03 | 2015-06-17 |
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