Littke, Vincent Steven
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2011-09-09 | 2011-11-01 | Rep | Dealing in futures contracts | 2011-09-09 | 2011-11-01 | Rep | Dealing in securities | 2011-09-09 | 2011-11-01 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2008-02-05 | 2008-12-05 | Rep | Dealing in securities | 2008-02-05 | 2008-12-05 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-06-23 | 2020-08-17 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2014-06-23 | 2020-08-17 |
| 5 | SC Lowy Financial (HK) Limited | Rep | Dealing in securities | 2012-01-06 | 2014-03-21 |
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