Ho, Alistair Jor Ting 何佐霆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2007-12-03 | 2011-06-03 | Rep | Advising on securities | 2007-12-03 | 2011-06-03 | Rep | Dealing in securities | 2007-12-03 | 2011-06-03 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-03-10 | 2011-06-03 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-08-29 | 2012-09-21 | Rep | Advising on securities | 2011-08-29 | 2012-10-31 | Rep | Dealing in securities | 2011-08-29 | 2012-10-31 | Rep | Automated trading services | 2011-11-24 | 2012-10-31 |
| 4 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2016-07-18 | 2019-01-18 | Rep | Dealing in securities | 2016-07-18 | 2019-01-18 |
| 5 | NATIXIS ASIA LIMITED | Rep | Dealing in securities | 2013-09-10 | 2016-04-19 |
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