Brodhead Iii, Charles Dingman
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2010-03-24 | 2013-11-01 | Rep | Dealing in futures contracts | 2010-03-24 | 2017-11-06 | Rep | Dealing in securities | 2010-03-24 | 2017-11-06 | Rep | Asset management | 2016-11-23 | 2017-12-31 |
| 2 | Qube Research & Technologies Hong Kong Limited | Rep | Asset management | 2018-01-02 | 2018-06-02 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy