Bharti, Kirtes
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2024-02-01 | |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-07-06 | 2007-01-31 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2009-07-03 | 2012-02-18 | Rep | Dealing in futures contracts | 2009-07-03 | 2012-02-18 | Rep | Dealing in securities | 2009-07-03 | 2012-02-18 |
| 4 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-11-17 | 2009-05-15 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-02-09 | 2009-05-15 | Rep | Dealing in futures contracts | 2008-11-17 | 2009-05-15 |
| 6 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-01-14 | 2009-05-15 |
| 7 | Segantii Capital Management Limited | Rep | Asset management | 2012-04-11 | 2014-02-09 |
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