Chan, Wai Ho (SFC:AUD980) 陳緯豪

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI SECURITIES LIMITED Rep Dealing in futures contracts 2012-07-26 2014-01-27
Rep Dealing in securities 2012-07-26 2014-01-27
2 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED Rep Dealing in securities 2019-09-25 2022-09-21
3 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2019-09-25 2022-09-21
4 China Securities (International) Brokerage Company Limited Rep Dealing in futures contracts 2016-01-05 2019-09-15
Rep Dealing in securities 2016-01-05 2019-09-15
5 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2009-11-17 2012-04-08
6 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Rep Dealing in futures contracts 2009-11-17 2012-04-08
7 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Dealing in securities 2009-11-17 2012-04-08
8 Guosen Securities (HK) Brokerage Company, Limited Rep Dealing in futures contracts 2022-10-03 2023-02-15
Rep Dealing in securities 2022-10-03 2023-02-15
Rep Advising on futures contracts 2022-11-22 2024-05-23
Rep Advising on securities 2022-11-22 2024-05-23
RO Dealing in futures contracts 2023-02-15 2024-05-23
RO Dealing in securities 2023-02-15 2024-05-23
9 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED Rep Dealing in futures contracts 2014-04-10 2015-12-19
10 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED Rep Dealing in securities 2014-04-10 2015-12-19

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