Ngai, Yuen Shan (SFC:ARS104) 魏遠山
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2008-10-09 | 2010-06-18 | Rep | Dealing in securities | 2010-06-18 | 2014-02-21 |
2 | Principal Investment & Retirement Services Limited | Rep | Dealing in securities | 2014-10-10 | 2016-01-04 | Rep | Advising on securities | 2015-06-26 | 2016-01-04 |
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