Mak, Ka Fat 麥家發
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BETA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2003-07-21 | 2003-11-30 |
| 2 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in securities | 2003-12-04 | 2004-06-25 |
| 3 | LXL Investment Management (Hong Kong) Limited | Rep | Asset management | 2006-05-17 | 2008-03-31 |
| 4 | North Beta International Securities Limited | RO | Dealing in securities | 2009-07-17 | 2017-03-31 | RO | Advising on securities | 2015-11-06 | 2017-03-31 |
| 5 | TUNG TAI SECURITIES COMPANY LIMITED | Rep | Automated trading services | 2003-07-03 | Rep | Advising on corporate finance | 2003-07-21 | Rep | Advising on securities | 2003-07-21 | Rep | Asset management | 2003-07-21 | Rep | Dealing in securities | 2003-07-21 |
| 6 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2004-06-28 | 2006-02-17 |
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