Chong, Carmen Yu 莊瑜

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CLSA LIMITED Rep Dealing in securities 2009-05-13
2 Instinet Alpha Trading Limited Rep Automated trading services 2005-11-01 2006-06-07
Rep Dealing in securities 2005-11-01 2006-06-07
Rep Advising on securities 2005-11-03 2006-06-07
RO Advising on securities 2006-06-07 2007-03-21
RO Automated trading services 2006-06-07 2007-03-21
RO Dealing in securities 2006-06-07 2007-03-21
3 INSTINET PACIFIC LIMITED Rep Automated trading services 2005-11-01 2006-06-07
Rep Dealing in securities 2005-11-01 2006-06-07
Rep Advising on securities 2005-11-03 2006-06-07
RO Advising on securities 2006-06-07 2007-03-21
RO Automated trading services 2006-06-07 2007-03-21
RO Dealing in securities 2006-06-07 2007-03-21
4 MACQUARIE CAPITAL LIMITED Rep Dealing in securities 2007-03-27 2009-02-23
5 SG SECURITIES (HK) LIMITED Rep Advising on securities 2003-12-16
Rep Asset management 2003-12-16
Rep Advising on corporate finance 2004-01-13
Rep Automated trading services 2005-10-31
Rep Dealing in securities 2005-10-31

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