Xu, Xin (SFC:ATS864) 徐新
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2017-05-24 | 2017-11-01 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2009-09-16 | 2013-04-30 | Rep | Dealing in securities | 2009-09-16 | 2013-04-30 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2009-09-16 | 2012-01-31 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2013-06-10 | 2016-12-18 | Rep | Advising on corporate finance | 2016-12-19 | 2017-01-06 |
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