Pham, John Le Hien
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2011-07-18 | 2016-02-18 | Rep | Advising on securities | 2011-08-29 | 2016-02-18 | Rep | Dealing in futures contracts | 2013-05-31 | 2016-02-18 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-07-18 | 2013-08-31 |
| 3 | ZhongYi Investment Managers Limited | Rep | Asset management | 2019-06-25 | Rep | Advising on securities | 2021-09-03 |
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