Yap, Chin Yee 叶君瑜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2003-08-09 | Rep | Advising on securities | 2003-08-09 | Rep | Asset management | 2003-08-09 | Rep | Automated trading services | 2003-08-09 | Rep | Dealing in securities | 2008-03-18 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-04-30 | 2008-12-20 |
| 3 | ORION INVESTMENT MANAGEMENT LIMITED | RO | Advising on corporate finance | 2011-08-08 | 2014-07-10 | RO | Advising on securities | 2011-08-08 | 2014-07-10 | RO | Dealing in securities | 2011-08-08 | 2014-07-10 |
| 4 | Q FUND MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2016-01-20 | 2019-05-31 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2014-08-04 | 2015-08-27 | Rep | Advising on securities | 2014-08-04 | 2015-08-27 | Rep | Dealing in securities | 2014-08-04 | 2015-08-27 |
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