Li, Bo (SFC:ATD715) 李波
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2011-08-17 | 2012-07-16 | Rep | Dealing in securities | 2011-08-17 | 2012-07-16 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2011-08-17 | 2012-01-31 |
| 3 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2010-04-26 | 2011-08-03 |
| 4 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on securities | 2009-06-16 | 2010-04-26 |
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