Ip, Vivien Hsiao Lin 葉曉霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2009-08-28 | 2011-10-25 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-08-28 | 2011-10-25 | Rep | Dealing in securities | 2009-08-28 | 2011-10-25 |
| 3 | LLOYDS TSB PACIFIC LIMITED | Rep | Advising on securities | 2004-07-16 | 2005-09-01 | Rep | Dealing in securities | 2004-07-16 | 2005-09-01 |
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