Xu, Pengzi 許蓬子
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | APlus Partners Asset Management Limited | Rep | Asset management | 2021-02-25 | 2022-01-01 | Rep | Advising on securities | 2021-03-15 | 2022-01-01 |
| 2 | CITIC Securities CLSA Capital Partners (HK) Limited | Rep | Advising on securities | 2017-10-18 | 2020-02-25 | Rep | Asset management | 2019-12-18 | 2020-11-16 | RO | Advising on securities | 2020-02-25 | 2020-11-16 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2017-10-18 | 2020-11-16 |
| 4 | CSI Corporate Finance (HK) Limited | Rep | Advising on securities | 2011-08-01 | 2017-05-01 | Rep | Dealing in securities | 2011-08-01 | 2017-05-01 |
| 5 | Spectrum Capital Management Limited (HK) | RO | Advising on securities | 2022-10-31 | RO | Asset management | 2022-10-31 |
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