Hong, Yancheng (SFC:AVS886) 洪研程
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2013-07-09 | 2015-11-15 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2013-07-09 | 2015-11-15 |
| 3 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2011-01-13 | 2013-07-01 | Rep | Advising on securities | 2011-01-13 | 2013-07-01 | Rep | Dealing in securities | 2011-01-13 | 2013-07-01 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2016-12-19 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2019-02-28 |
| 5 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on futures contracts | 2021-03-09 | Rep | Advising on securities | 2021-03-09 | Rep | Dealing in futures contracts | 2021-03-09 | Rep | Dealing in securities | 2021-03-09 |
| 6 | VC CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-08-25 | 2011-01-02 |
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