Wang, Changhong 王長虹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2013-11-01 | 2014-12-22 | Rep | Advising on securities | 2013-11-01 | 2014-12-22 | RO | Advising on corporate finance | 2014-12-22 | 2019-01-10 | RO | Advising on securities | 2014-12-22 | 2019-01-10 | Rep | Advising on corporate finance | 2019-01-10 | 2019-10-21 | Rep | Advising on securities | 2019-01-10 | 2019-10-21 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2013-11-01 | 2014-12-22 | RO | Dealing in securities | 2014-12-22 | 2019-01-10 | Rep | Advising on securities | 2015-01-06 | 2019-10-21 | Rep | Dealing in securities | 2019-01-10 | 2019-10-21 |
| 3 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2011-07-04 | 2011-07-21 | Rep | Advising on securities | 2011-07-04 | 2011-07-21 | Rep | Dealing in securities | 2011-07-04 | 2011-07-21 | RO | Advising on corporate finance | 2011-07-21 | 2014-06-30 | RO | Advising on securities | 2011-07-21 | 2014-06-30 | RO | Dealing in securities | 2011-07-21 | 2014-06-30 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Asset management | 2004-11-18 | Rep | Advising on corporate finance | 2008-05-27 | Rep | Advising on securities | 2008-05-27 | Rep | Dealing in securities | 2004-12-06 | 2008-05-27 |
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