Yang, Jichuan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2007-05-25 | 2009-12-09 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2011-08-25 | 2013-03-01 |
| 3 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2010-04-01 | 2011-01-31 | Rep | Asset management | 2010-04-01 | 2011-01-31 |
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