Cao, Zheng (SFC:AND187) 曹政
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2006-02-27 | 2010-10-05 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2010-11-16 | 2017-06-25 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2013-08-19 | 2017-06-25 |
| 4 | CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2017-06-26 | 2020-02-19 | Rep | Dealing in securities | 2017-06-26 | 2020-02-19 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy