Shum, Wai Ping 沈慧萍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2004-12-17 | 2006-07-14 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-07-27 | |
| 3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2003-11-27 | 2004-07-15 |
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