Tang, Siu Lap 鄧少納
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2003-12-30 | Rep | Asset management | 2003-12-30 | Rep | Dealing in futures contracts | 2010-12-21 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2010-12-21 | |
| 3 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2011-02-23 | 2011-05-11 |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2011-02-23 | 2011-05-11 |
| 5 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-08-25 | 2013-01-01 |
| 6 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-08-25 | 2013-01-01 |
| 7 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2003-12-30 | Rep | Advising on securities | 2003-12-30 | Rep | Asset management | 2003-12-30 | Rep | Dealing in securities | 2010-12-21 |
| 8 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-01-14 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
| 9 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-01-14 | |
| 10 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2011-05-12 | 2011-08-16 |
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