Cheung, Wai Lik 張偉力
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Advising on securities | 2003-10-29 | Rep | Asset management | 2003-10-29 | Rep | Automated trading services | 2003-10-29 | Rep | Advising on corporate finance | 2006-01-23 | Rep | Dealing in securities | 2006-01-23 |
| 2 | CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-07-12 | 2013-05-21 | Rep | Dealing in securities | 2010-07-12 | 2014-05-22 | RO | Advising on corporate finance | 2013-05-21 | 2014-05-22 |
| 3 | CMB International Capital Limited | Rep | Advising on corporate finance | 2015-06-19 | 2015-06-29 | Rep | Dealing in securities | 2015-06-19 | 2016-02-24 | RO | Advising on corporate finance | 2015-06-29 | 2020-06-30 | RO | Dealing in securities | 2016-02-24 | 2020-06-30 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2020-09-10 | 2020-11-02 | Rep | Dealing in securities | 2020-09-10 | 2020-11-02 | RO | Advising on corporate finance | 2020-11-02 | RO | Advising on securities | 2020-11-02 | RO | Dealing in securities | 2020-11-02 |
| 5 | MEGA CAPITAL (ASIA) COMPANY LIMITED | Rep | Advising on corporate finance | 2008-08-05 | 2008-12-05 | Rep | Advising on securities | 2008-08-05 | 2008-12-05 | Rep | Dealing in securities | 2008-08-05 | 2008-12-05 |
| 6 | Ping An of China Capital (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2014-05-28 | 2014-07-09 | RO | Advising on corporate finance | 2014-07-09 | 2015-06-07 |
| 7 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2014-05-28 | 2015-06-07 |
| 8 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2006-02-07 | 2008-07-21 | Rep | Dealing in securities | 2006-02-07 | 2008-07-21 | Rep | Advising on securities | 2006-10-06 | 2008-07-21 | Rep | Advising on corporate finance | 2008-12-16 | 2009-10-26 | Rep | Advising on securities | 2008-12-16 | 2009-10-26 | Rep | Dealing in securities | 2008-12-16 | 2009-10-26 |
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