Luk, Wai Yip 陸偉業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2011-06-27 | 2013-07-04 | Rep | Dealing in securities | 2011-06-27 | 2013-07-04 |
| 2 | Crosby Securities Limited | Rep | Dealing in securities | 2013-09-17 | 2014-02-12 | Rep | Advising on corporate finance | 2013-09-19 | 2014-02-12 |
| 3 | MUFG Securities Asia Limited | Rep | Advising on corporate finance | 2011-03-29 | 2011-06-21 |
| 4 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2007-08-15 | 2011-03-24 |
| 5 | Yunfeng Financial Markets Limited | Rep | Advising on corporate finance | 2014-06-18 | 2018-05-08 | Rep | Dealing in securities | 2014-06-18 | 2018-05-08 | RO | Advising on corporate finance | 2018-05-08 | 2019-01-08 | RO | Dealing in securities | 2018-05-08 | 2019-01-08 |
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