Yan, Qi (SFC:ASN960) 嚴祺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2010-11-23 | 2014-04-01 |
| 2 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2009-03-06 | 2010-11-08 |
| 3 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-04-10 |
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