Cheung, Ka Kin (SFC:AON735) 張家健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2013-04-19 | 2015-04-10 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-04-19 | 2015-04-10 |
| 3 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2009-10-22 | 2013-04-15 |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2009-10-22 | 2013-04-15 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2007-02-08 | 2009-10-07 | Rep | Dealing in securities | 2015-04-20 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
| 6 | KGI Asset Management Limited | Rep | Asset management | 2019-11-25 | 2022-08-10 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-02-08 | 2009-10-07 | Rep | Dealing in futures contracts | 2015-04-20 |
| 8 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-01-28 | 2009-10-07 |
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