Li, Peng (SFC:APC522) 李鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China International Capital Corporation (International) Limited | Rep | Advising on corporate finance | 2007-06-22 | 2008-12-31 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2008-11-26 | 2011-09-09 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-10-12 | 2013-07-06 | Rep | Advising on securities | 2011-10-12 | 2013-07-06 | Rep | Dealing in securities | 2011-10-12 | 2013-07-06 |
| 4 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2013-09-25 | 2016-02-27 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2016-05-06 | 2016-12-18 | Rep | Advising on corporate finance | 2016-12-19 |
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