Li, Kai Yin (SFC:AAA183) 李啟賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2007-01-29 | 2013-09-04 |
| 2 | HERMES SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-01-20 | Rep | Advising on securities | 2005-01-20 | Rep | Asset management | 2005-01-20 | Rep | Dealing in securities | 2007-01-19 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-12-10 | 2017-02-21 | Rep | Dealing in securities | 2018-02-21 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-02-09 | 2017-02-21 |
| 5 | RICH PLEASURE SECURITIES LIMITED | Rep | Dealing in securities | 2017-03-02 | 2018-02-01 |
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