Lam, Lorraine Sien-yue 林倩如
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2010-04-23 | 2012-10-04 | Rep | Advising on securities | 2011-12-05 | 2012-10-04 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-05-29 | 2008-07-02 |
| 3 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2014-05-30 | 2017-08-01 | Rep | Dealing in securities | 2014-05-30 | 2017-08-01 | Rep | Asset management | 2015-11-11 | 2017-08-01 |
| 4 | Righteous Capital Limited | Rep | Advising on securities | 2020-11-30 | 2022-11-18 | Rep | Asset management | 2020-11-30 | 2022-11-18 | Rep | Dealing in securities | 2020-11-30 | 2022-11-18 |
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