Kwok, Chi Yeung 郭至洋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTRAL WEALTH FUTURES LIMITED | RO | Advising on futures contracts | 2016-04-19 | 2017-01-13 | RO | Dealing in futures contracts | 2016-04-19 | 2017-01-13 |
| 2 | CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | RO | Advising on securities | 2016-04-19 | 2017-01-13 | RO | Dealing in securities | 2016-04-19 | 2017-01-13 |
| 3 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2007-05-04 | 2015-06-25 |
| 4 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-04 | 2015-06-25 |
| 5 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2015-07-16 | 2016-04-01 |
| 6 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-07-16 | 2016-04-01 |
| 7 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-07-16 | 2016-04-01 |
| 8 | Forwin Capital Management Limited | Rep | Advising on securities | 2019-02-11 | 2019-03-11 | Rep | Asset management | 2019-02-11 | 2019-03-11 | RO | Advising on securities | 2019-03-11 | RO | Asset management | 2019-03-11 |
| 9 | Forwin Futures Group Limited | RO | Dealing in futures contracts | 2019-06-06 | 2023-12-04 |
| 10 | Forwin Securities Group Limited | Rep | Dealing in securities | 2019-02-11 | 2019-03-11 | RO | Dealing in securities | 2019-03-11 |
| 11 | SUNFUND FUND MANAGEMENT LIMITED | RO | Asset management | 2017-11-21 | 2018-11-22 |
| 12 | SUNFUND SECURITIES LIMITED | RO | Dealing in securities | 2017-01-23 | 2018-11-22 | RO | Advising on securities | 2017-10-06 | 2018-11-22 |
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