Wong, Kai Kok 黃開豁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Asian Capital Asset Management Limited | RO | Asset management | 2023-06-23 | |
| 2 | ASIAN CAPITAL LIMITED | RO | Advising on securities | 2018-07-26 | 2019-03-05 | RO | Dealing in securities | 2018-07-26 | 2019-03-05 |
| 3 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Dealing in securities | 2012-09-06 | 2015-10-21 | Rep | Asset management | 2012-10-29 | 2015-10-21 |
| 4 | CCB INTERNATIONAL CAPITAL LIMITED | RO | Dealing in securities | 2012-09-06 | 2015-10-21 |
| 5 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2008-05-23 | 2008-07-16 | Rep | Dealing in securities | 2008-05-23 | 2008-07-16 | RO | Advising on securities | 2008-07-16 | 2015-10-21 | RO | Dealing in securities | 2008-07-16 | 2015-10-21 |
| 6 | GENNEX CAPITAL ADVISERS LIMITED | RO | Asset management | 2019-04-03 | 2021-01-31 |
| 7 | GLOBAL MASTERMIND ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-02-21 | 2017-06-18 |
| 8 | GLOBAL MASTERMIND SECURITIES LIMITED | RO | Advising on securities | 2017-04-10 | 2017-06-18 | RO | Dealing in securities | 2017-04-10 | 2017-06-18 |
| 9 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-08-14 | Rep | Asset management | 2003-08-14 | Rep | Automated trading services | 2003-08-14 | Rep | Dealing in futures contracts | 2005-07-04 |
| 10 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | 2003-08-14 | RO | Asset management | 2003-08-14 | RO | Automated trading services | 2003-08-14 | RO | Advising on securities | 2005-07-04 | RO | Dealing in securities | 2005-07-04 |
| 11 | iBest Securities Company Limited | RO | Advising on corporate finance | 2003-08-14 | RO | Advising on securities | 2003-08-14 | RO | Asset management | 2003-08-14 | RO | Dealing in securities | 2005-07-04 |
| 12 | Neutral Financial Holding Company Limited | RO | Advising on securities | 2007-02-28 | 2008-03-28 | RO | Dealing in securities | 2007-02-28 | 2008-03-28 |
| 13 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-08-02 | 2008-04-19 |
| 14 | PHILLIP SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2005-08-02 | 2008-04-19 | RO | Dealing in securities | 2005-08-02 | 2008-04-19 |
| 15 | Planetree Asset Management Limited (HK) | Rep | Asset management | 2017-12-11 | 2018-02-27 |
| 16 | Planetree Securities Limited | Rep | Dealing in securities | 2017-12-11 | 2018-02-27 |
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