Lu, Ning (SFC:APU507) 陸宁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2008-03-12 | 2010-07-17 |
| 2 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2018-01-31 | 2021-01-31 | Rep | Advising on securities | 2018-02-21 | 2021-01-31 | Rep | Asset management | 2018-02-21 | 2021-01-31 |
| 3 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-08-30 | 2013-08-19 | Rep | Dealing in securities | 2010-08-30 | 2013-08-19 |
| 4 | China Everbright Global Investment Advisors Company Limited | Rep | Advising on corporate finance | 2013-09-25 | 2017-09-24 | Rep | Dealing in securities | 2013-09-25 | 2017-09-24 |
| 5 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-10-08 | 2008-02-16 | Rep | Advising on securities | 2007-10-08 | 2008-02-16 | Rep | Dealing in securities | 2007-10-08 | 2008-02-16 |
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