Watts, Nigel Owen
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2009-01-20 | 2011-10-31 | Rep | Dealing in securities | 2009-01-20 | 2011-10-31 | RO | Dealing in futures contracts | 2011-10-31 | 2012-04-30 | RO | Dealing in securities | 2011-10-31 | 2012-04-30 | Rep | Dealing in futures contracts | 2012-05-09 | 2013-04-04 | Rep | Dealing in securities | 2012-05-09 | 2013-04-04 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2004-09-02 | 2006-12-23 | Rep | Dealing in securities | 2004-09-02 | 2006-12-23 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2007-04-25 | 2008-09-09 | Rep | Dealing in futures contracts | 2007-05-08 | 2008-09-09 |
| 4 | SC Lowy Asset Management (HK) Limited | Rep | Asset management | 2015-07-08 | |
| 5 | SC Lowy Financial (HK) Limited | Rep | Dealing in securities | 2014-06-11 |
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